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CCORF - SEC charges Canaccord of failing gatekeeper role on OTC stocks
Canaccord Genuity Group Inc
The SEC has charged Canaccord Genuity (OTCPK:CCORF-4.6%) for failing to properly execute its gatekeeping responsibilities to ensure that materials from OTC stocks (e.g. prospectuses) are accurate before enabling trading in the thinly traded securities.
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