IBKR - Ten companies to pay $79M in penalties in SEC's messaging probe
2023-09-29 11:05:55 ET
More on the SEC Messaging Probe
- SEC collects WhatsApp, other messages from investment firms - report
- SEC charges 11 more Wall Street firms in messaging probe
- HSBC, Scotia Capital charged by SEC for violating recordkeeping provisions
- Sixteen Wall Street firms agree to pay $1.1B to settle SEC's texting/email probe
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Ten companies to pay $79M in penalties in SEC's messaging probe