National Holdings Corporation National or the Company , a Delaware corporation organized in , operates through its wholly owned subsidiaries which principally provide financial services. Through its broker dealer and investment advisory subsidiaries, the Company offers full service retail brokerage to high net worth individual and institutional clients, provides investment banking, merger, acquisition and advisory services to micro, small and mid cap high growth companies, engages in trading securities, including making markets in micro and small cap, NASDAQ and other exchange listed stocks and provides liquidity in the United States Treasury marketplace. Broker dealer subsidiaries consist of National Securities Corporation National Securities or NSC and vFinance Investments, Inc. vFinance Investments collectively, the Broker Dealer Subsidiaries . As a result of the merger with Gilman in October See Note , the Company added Prime Capital Services, Inc. Prime to its portfolio of Broker Dealer Subsidiaries, however, in November , National Securities and Prime received approval from the Financial Industry Regulatory Authority FINRA allowing for a mass transfer of Prime s brokers and customer accounts to National Securities. This transfer which was completed on November , , was done to reduce overhead and consolidate the administrative and regulatory structures of the two entities. The Company filed a Broker Dealer withdrawal for Prime in January .The Broker Dealer Subsidiaries conduct a national securities brokerage business through their main offices in New York City, Boca Raton, Florida, and Seattle, Washington. Broker dealer subsidiaries are introducing brokers and clear all transactions through clearing organizations, on a fully disclosed basis. The Broker Dealer Subsidiaries are registered with the Securities and Exchange Commission SEC and the Commodities and Futures Trading Commission CFTC , and are members of FINRA, Securities Investor Protection Corporation and the National Futures Association. The Company s wholly owned subsidiaries, National Asset Management, Inc., a Washington corporation NAM and Asset and Financial Planning LTD, a New York corporation AFP , which was acquired in the Gilman merger, are federally registered investment advisers providing asset management advisory services to high net worth clients for a fee based upon a percentage of assets managed. All registered investment advisors and customer accounts of AFP were moved into NAM in May and AFP has ceased all operations. The Company s wholly owned subsidiaries, National Insurance Corporation, a Washington corporation National Insurance and Prime Financial Services Prime Financial , a Delaware corporation, which was acquired in the Gilman merger, provide fixed insurance products to their clients, including life insurance, disability insurance, long term care insurance and fixed annuities. The Company s wholly owned subsidiary Gilman, a Delaware corporation which was acquired in October , provides tax preparation services to individuals and accounting services to small and midsize companies. The Company s wholly owned subsidiary, GC Capital Corporation, a Washington corporation, GC which was acquired in the Gilman merger, provides licensed mortgage brokerage services in the State of Florida.
Quote | National Holdings Corporation (NASDAQ:NHLD)
Last: | $3.2501 |
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Change Percent: | 0.0% |
Open: | $3.2763 |
Close: | $3.2501 |
High: | $3.2763 |
Low: | $3.25 |
Volume: | 84,451 |
Last Trade Date Time: | 02/25/2021 04:55:46 pm |
News | National Holdings Corporation (NASDAQ:NHLD)
Merger activity increased last week. Six multi-billion-dollar deals announced. SPAC frenzy hits a new record. For further details see: Merger Arbitrage Mondays: SPAC IPOs Set A New Record
B. Riley Financial Completes Acquisition of National Holdings Corporation, Creates Meaningfully Enhanced Wealth Management Platform Combines 900 registered representatives and over $30 billion in client assets under B. Riley Financial PR Newswire LOS ANGELES and ...
Message Board Posts | National Holdings Corporation (NASDAQ:NHLD)
Subject | By | Source | When |
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whytestocks: $NHLD News Article - NATIONAL HOLDINGS ALERT: Bragar Eagel & Squire, P.C. Investigates | whytestocks | investorshangout | 01/11/2021 7:10:49 PM |
whytestocks: $NHLD News Article - National Holdings Corporation Reports Financial Results for the 20 | whytestocks | investorshangout | 12/30/2020 4:45:48 PM |
SaltyMutt: Things will be absolutely perfect if I can ever get back to playing a little more bridge | SaltyMutt | investorshangout | 11/13/2020 11:29:05 PM |
znewcar1: NHLD 45% v1,6M c2.72 f13,5M H3.25 S2.6? How are things on your end SaltyMutt? | znewcar1 | investorshangout | 11/13/2020 11:09:56 PM |
News: $NHLD National Holdings Corporation Reports Financial Results | whytestocks | investorshub | 12/31/2019 5:00:32 PM |
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B. Riley Financial Completes Acquisition of National Holdings Corporation, Creates Meaningfully Enhanced Wealth Management Platform Combines 900 registered representatives and over $30 billion in client assets under B. Riley Financial PR Newswire LOS ANGELES and ...
Terra Income Fund 6, Inc. Prices Public Offering of $34.75 Million 7.00% Notes Due 2026 PR Newswire NEW YORK , Feb. 3, 2021 /PRNewswire/ -- Terra Income Fund 6, Inc. (the "Company") today announced that it has priced an underwritten public offering of $34.75 mi...
Terra Income Fund 6, Inc. Announces Offering of Notes PR Newswire NEW YORK , Feb. 2, 2021 /PRNewswire/ -- Terra Income Fund 6, Inc. (the "Company") announced the commencement of a registered public offering of Notes (the "Notes"). The Company expects to use ...